Three Forces Pushing Holdings Beyond the Optimal Range


Force 1

Trading cost deregulation

U.S. 1975·U.K. 1985

94%

drop in commission costs, falling from upwards of 5% per trade to near zero, naturally enabling investors to own more securities

Force 2

Technology & automation

1980s onward

100+

securities now easily managed per portfolio, as computing power, electronic ledgers, and the internet lowered the incremental cost of each additional holding

Force 3

Global industry consolidation

1970s onward, ongoing

47%

of about $65.8 trillion in global AUM controlled by the 20 largest managers in 2025; at the scale of these managers, more holdings are needed to deploy capital efficiently

Combined effect: the typical active equity fund now holds 50–100 stocks, and investors with multiple managers may hold 1,000 or more underlying positions, far beyond the 20–50 range supported by decades of research.